Independent, senior and hands-on advisory for financial institutions and risk-sensitive organisations, turning regulatory obligations and risk into clear decisions, effective controls and operational processes that stand up to scrutiny.
The method:
Files and decisions that stand up to scrutiny.
Senior hands-on support across AML/KYC, client due diligence, sanctions screening and remediation, with file level findings and a documented rationale that stays in the client file.
Independent judgement where the risk is not obvious.
Independent assessment of AML/CFT and compliance risk, regulatory gaps and control design, delivered as a written assessment with findings and prioritised actions.
Compliance processes made explicit, testable and repeatable.
Mapping of onboarding, review and escalation journeys against regulatory requirements, then redesign of the procedures and handoffs, delivered as documented processes and updated procedures.
Make the systems you already own do the compliance work properly.
Functional testing of screening, monitoring and case management tools from a compliance standpoint, delivered as test results and control findings.
REGVANCE is an independent Regulatory, Compliance and Risk advisory practice for financial institutions and regulated organisations across Europe.
Engagements combine regulatory expertise, risk judgement and operational analysis, delivered alongside an in-house compliance function rather than in place of it.
Work is scoped to the outcome required, from a single complex file to a full remediation programme, and sized so that the standard of the work holds at either end.
A regulatory requirement. A complex client. A risk assessment. A control review. A process that no longer holds.
Enquiries are answered directly, usually within one business day.